RW, I have suggested to Ann that Bob Williams might be a good candidate to oversee this program.  Do you agree? Jim

 -----Original Message-----
From: 	Ballard, Ann  
Sent:	Monday, April 02, 2001 5:19 PM
To:	Derrick Jr., James; Rogers, Rex
Subject:	FW: Enron compliance program and summary

I previously mentioned to you that Enron may have to enter into a consent decree with the FCC relating to Enron's failure to file for authorization to transfer FCC licenses held by Portland General Corporation in connection with the 1997 merger.  Before the FCC prepares a draft consent decree they asked that we submit a proposed Compliance Program.  V&E prepared the attached compliance program and summary.  As you can see by the date on the e:mail from Bob Mazer I have had the draft for a couple weeks and have not reviewed it until today.  I have spoken to a couple people in Regulatory Affairs to see if they would be interested in taking ownership of this compliance program.  They don't want it. Sue Nord, who covers EBS for regulatory affairs, is checking with outside counsel used by EBS to see if they agree that we must enter into the consent decree.  I am concerned about Enron's ability to implement this program and want to get your prospective on it.  I am also concerned about whether or not we have other violations that will come to light after we sign the consent decree.  As far as I can tell, at this point Enron doesn't have a centralized system for tracking FCC licenses.  Please let me know what you think the next steps should be for reviewing this compliance program and responding to V&E.  

 -----Original Message-----
From: 	"Mazer, Robert A." <rmazer@velaw.com>@ENRON [mailto:IMCEANOTES-+22Mazer+2C+20Robert+20A+2E+22+20+3Crmazer+40velaw+2Ecom+3E+40ENRON@ENRON.com] 
Sent:	Thursday, March 15, 2001 3:53 PM
To:	Ballard, Ann
Subject:	FW: Enron compliance program and summary

As requested. Best regards, Bob Mazer
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 - DC_122524_1.DOC