Hear Kathryn Hoenig, President of Hoenig & Co. analyze the strengths, opportunities and potential pitfalls of the international market! 	
 Presenting IIR'S 9th Annual Forum on: 	 	


 Directed Brokerage &  Soft Dollar Practices 	 	
 Navigate through today's compliance and regulatory issues to conduct your business more effectively in a volatile economy 	 	


 February 26-27, 2002      *      Roosevelt Hotel      *      New York  Register      Conference Agenda      Download Brochure      Conference Overview   	


 Join the forement legal and consulting authorities as they help you sort through today's regulatory guidelines and obtain the latest information as you:  Learn the ins and outs of establishing a directed brokerage program   Understand the impact ERISA and DOL have on transactions   	        Unravel the complexities of AIMR, SEC and SIA soft dollar and directed brokerage guidelines   Create strong and effective documentation   Address the latest issues in SEC rulemaking   	


 	 	 	
 	     Dear Vince,  There are a number of issues to consider when establishing a directed brokerage or soft dollars program. In an industry with so much gray area, IIRs 9th Annual Forum on Directed Brokerage and Soft Dollar Practices will provide a clear explanation of today's regulatory and compliance issues.  Specifically requested industry leaders such as Gerald Lins of ING FURMAN SELZ ASSET MANAGEMENT, Harriss Sufian from HOENIG & CO. and Michael Butowsky of ROSENMAN & COLIN LLP, will address soft dollar legal issues and broker obligations. You'll hear from SEC and AIMR representatives as they address the latest issues in rulemaking and abiding by various guidelines. And plan sponsors will discuss what they've been up against in establishing a directed brokerage program and how they have dealt with the challenges.     Plus?Don't Miss the Post-Conference Workshop: Soft Dollar Practical Applications     This workshop on practical applications takes a closer look at exactly how to implement the groundwork you learned throughout the conference. A number of hypothetical situations will be presented, discussing the most effective ways to solve the problems back at your firm. Bring questions and problems to work out!  To register, Click here  or call 888-670-8200. Please mention priority code, U1686XXEM when registering.  I Hope to see you in New York!  Sincerely, Liz Wilson Vice President, IIR 	 	
 	 	 	


 

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