Notice No. CMS-09
January 14, 2002
 
 

SWITCH OF  STATUS

 
 

Please be advised  that effective with the open of business, January 14, 2002, Steven Baum  (BOOM-7994) will switch his status from a Full member to a Licensing  member.  However, Mr. Baum will  remain a member guaranteed by MBF Clearing  Corporation.
 
In connection therewith, Members and  Member Firms have ten (10) days from the date of this notice to advise the  Corporate Secretary's Office of any claims against the aforementioned individual  arising out of transactions executed on the Exchange up to the close of business  on January 11, 2002.   
 
Inquiries  regarding the above should be directed to the Member Services Department at  212-299-2370.
 
 
 
 
Notice No.  02-10
 January 14,  2002
 
 

NOTICE OF  INTENSION TO TRANSFER MEMBERSHIP

 
 

                 Notice of Intention to Transfer their Sole Membership has been posted on  the bulletin board of the Exchange by:
 

Benjamin Carrozzo (BENE-6344)
 

In connection  therewith, notification of any claims against the aforementioned individual(s)  arising out of transactions on the Exchange up to the close of business on  January 11, 2002, must be submitted to the Corporate Secretary's Office within  ten (10) days of this notice.    
 
                 Inquiries regarding the above should be directed to the Member Services  Department at (212) 299-2370.